Broker Check


We are a full-service financial firm committed to helping people pursue their financial goals. We have been working with individuals and businesses in the area for several years and in the industry for over 30 years. Each of our team members has extensive personal and professional experience. Many hold various professional designations, and qualified representatives are registered to offer a variety of investment and insurance products. We are dedicated to developing lasting relationships with all our clients. We believe in helping you assess your financial goals and participate in the management of your finances.

One of the benefits of working with us is our ability to provide clear, easily understood explanations of financial products and services. This follows listening to you carefully, assessing your alternatives, and researching solutions tailored to your needs. The personalized program that we can and do provide is a roadmap for working toward a more secure financial future.

We offer a wide range of financial products and planning services to individuals and business owners. You will be better able to identify your goals and make sound decisions to help reach them by allowing us to provide sound financial information. Please call us if you have any questions about our firm or the range of financial products and planning services we provide. We’re looking forward to using our expertise to help you pursue your goals.


Through his executive and consulting career, Jim Yockey has recognized the value of, and now focuses on, fee-based money management services. Click member's name to read his full bio...

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Joseph Frederick brings a vast knowledge base of experience and practical solutions to guide clients toward their goals of protecting and growing their hard-earned financial assets.

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A graduate of Spalding University with a master's in Writing, Kylie is a multidisciplinary creative and an expert in social media management/marketing. Click member's name to read her full bio...

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